Ng, Yin Lam (SFC:AGK085) 吳彥霖

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ASG MANAGEMENT LIMITED (HK) Rep Advising on corporate finance 2003-09-08
2 ASG FUTURES LIMITED Rep Advising on futures contracts 2003-09-08
3 ASG MANAGEMENT LIMITED (HK) Rep Advising on securities 2003-09-08
4 Emperio Securities And Assets Management Limited Rep Advising on securities 2020-03-31 2021-01-31
5 Arta Global Markets Limited Rep Advising on securities 2021-02-09 2022-01-11
6 ASG FUTURES LIMITED Rep Asset management 2003-09-08
7 ASG MANAGEMENT LIMITED (HK) Rep Asset management 2003-09-08
8 ASG FUTURES LIMITED Rep Dealing in futures contracts 2003-12-03
9 PRUDENTIAL INDEX TRADING COMPANY LIMITED Rep Dealing in futures contracts 2003-12-17 2005-01-05
10 PIPER JAFFRAY ASIA FUTURES LIMITED Rep Dealing in futures contracts 2005-01-05 2009-01-01
11 ASG MANAGEMENT LIMITED (HK) Rep Dealing in securities 2003-12-03
12 PRUDENTIAL BROKERAGE LIMITED Rep Dealing in securities 2003-12-17 2005-01-05
13 PIPER JAFFRAY ASIA SECURITIES LIMITED Rep Dealing in securities 2005-01-05 2009-01-01
14 ORIENT SECURITIES LIMITED Rep Dealing in securities 2009-01-07 2013-04-27
15 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in securities 2013-05-06 2017-05-31
16 Emperio Securities And Assets Management Limited Rep Dealing in securities 2020-03-31 2021-01-31
17 Arta Global Markets Limited Rep Dealing in securities 2021-02-09 2022-01-11
18 MIB SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2022-01-25

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