Lee, Mei Shan 李美珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-05-05 | 2014-06-18 | RO | Advising on corporate finance | 2014-06-18 | 2014-11-08 |
| 2 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-09-10 | 2021-09-20 | RO | Advising on corporate finance | 2021-09-20 |
| 3 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-09-10 | |
| 4 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on corporate finance | 2010-07-12 | 2014-04-28 |
| 5 | Pulun International Capital Limited | Rep | Advising on corporate finance | 2015-10-16 | 2016-01-04 | Rep | Dealing in securities | 2015-10-16 | 2018-05-14 | RO | Advising on corporate finance | 2016-01-04 | 2018-05-14 |
| 6 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-02-24 | 2020-04-24 | RO | Advising on corporate finance | 2020-04-24 | 2021-08-26 |
| 7 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2020-02-24 | 2021-08-26 |
| 8 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2014-11-10 | 2015-10-01 | Rep | Advising on securities | 2014-11-10 | 2015-10-01 | Rep | Dealing in securities | 2014-11-10 | 2015-10-01 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-05-24 | 2018-05-25 | Rep | Dealing in securities | 2018-05-24 | 2019-12-31 | RO | Advising on corporate finance | 2018-05-25 | 2019-12-31 |
| 10 | Zijing Capital Limited | Rep | Advising on corporate finance | 2009-04-08 | 2010-06-05 |
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