Ip, Hon Man (SFC:ADH572) 葉漢民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-01-19 | |
| 2 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-01-19 | |
| 3 | Regal Jewellery & Goldsmith Co., Limited | Rep | Advising on corporate finance | 2003-04-22 | Rep | Advising on securities | 2003-04-22 | Rep | Asset management | 2003-04-22 | Rep | Dealing in securities | 2003-04-22 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-10-05 | 2011-12-13 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-10-05 | 2011-12-13 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-04-23 | 2005-09-30 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-04-23 | 2005-09-30 |
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