Lai, Ka Kit (SFC:ALZ752) 黎家傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Advising on securities | 2021-04-12 | 2021-05-10 | Rep | Dealing in futures contracts | 2021-04-12 | 2021-05-10 | Rep | Dealing in securities | 2021-04-12 | 2021-05-10 | RO | Advising on securities | 2021-05-10 | 2021-11-06 | RO | Dealing in futures contracts | 2021-05-10 | 2021-11-06 | RO | Dealing in securities | 2021-05-10 | 2021-11-06 |
| 2 | Hongkong Yifu International Futures Limited | RO | Dealing in futures contracts | 2018-10-18 | 2020-05-15 | RO | Dealing in securities | 2019-09-13 | 2020-05-15 |
| 3 | INVESTPORT (H.K.) LIMITED | Rep | Advising on securities | 2018-01-18 | 2018-09-03 | Rep | Dealing in securities | 2018-01-18 | 2018-09-03 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2005-06-02 | 2007-01-15 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-05-15 | 2017-09-06 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-03-19 | 2017-09-06 | Rep | Advising on securities | 2007-04-10 | 2017-09-06 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-02-28 | 2007-03-07 |
| 8 | Tongjin Securities Limited | RO | Advising on futures contracts | 2020-05-26 | 2021-02-11 | RO | Advising on securities | 2020-05-26 | 2021-02-11 | RO | Dealing in futures contracts | 2020-05-26 | 2021-02-11 | RO | Dealing in securities | 2020-05-26 | 2021-02-11 |
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