Lee, Wai Man (SFC:ACR865) 李慧敏

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UOB KAY HIAN (HONG KONG) LIMITED Rep Advising on corporate finance 2004-03-02
2 UOB KAY HIAN (HONG KONG) LIMITED Rep Advising on securities 2004-03-02
3 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2005-11-30
4 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2005-11-30
5 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2005-12-01 2012-09-16
6 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2005-12-01 2012-09-16
7 SOUTH CHINA COMMODITIES LIMITED Rep Dealing in futures contracts 2012-09-28 2012-11-15
8 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2012-09-28 2012-11-15
9 SOUTH CHINA COMMODITIES LIMITED RO Dealing in futures contracts 2012-11-15 2016-10-11
10 SOUTH CHINA SECURITIES LIMITED RO Dealing in securities 2012-11-15 2016-10-11
11 South China Forex Limited Rep Leveraged foreign exchange trading 2013-03-22 2016-10-11
12 313 Capital Management Limited Rep Advising on securities 2013-03-22 2016-10-21
13 EXCELLENT TIDE SECURITIES LIMITED RO Dealing in securities 2016-10-11 2016-10-21
14 PO SANG SECURITIES LIMITED Rep Dealing in futures contracts 2016-11-18 2016-12-28
15 PO SANG SECURITIES LIMITED Rep Dealing in securities 2016-11-18 2016-12-28
16 PO SANG SECURITIES LIMITED RO Dealing in futures contracts 2016-12-28 2019-08-05
17 PO SANG SECURITIES LIMITED RO Dealing in securities 2016-12-28 2019-08-05
18 PO SANG SECURITIES LIMITED RO Advising on futures contracts 2016-12-30 2019-08-05
19 PO SANG SECURITIES LIMITED RO Advising on securities 2016-12-30 2019-08-05

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