Shiu, Ann Lai On 邵麗安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-01-19 | |
| 2 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-01-19 | |
| 3 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-01-18 | 2011-12-13 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-01-18 | 2011-12-13 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-03-02 | Rep | Advising on securities | 2004-03-02 | Rep | Dealing in securities | 2006-01-13 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-01-13 |
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