Chow, Yuk Chun 周昱俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brilliant Norton Securities Company Limited | Rep | Advising on securities | 2016-05-16 | 2016-06-23 | Rep | Dealing in securities | 2016-05-16 | 2016-06-23 | RO | Advising on securities | 2016-06-23 | 2018-01-19 | RO | Dealing in securities | 2016-06-23 | 2018-01-19 |
| 2 | Delta Fund Management Company Limited | RO | Advising on securities | 2023-03-09 | RO | Asset management | 2023-03-09 | RO | Dealing in securities | 2023-03-09 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-11-10 | 2012-03-17 | Rep | Dealing in futures contracts | 2015-07-27 | 2016-05-14 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-10 | 2012-03-17 | Rep | Advising on securities | 2010-09-28 | 2012-03-17 | Rep | Dealing in securities | 2015-07-27 | 2016-05-14 |
| 5 | Shang International Finance Limited | RO | Advising on securities | 2018-07-13 | 2023-02-28 | RO | Dealing in securities | 2018-07-13 | 2023-02-28 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-03-22 | 2015-07-22 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-22 | 2015-07-22 |
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