Li, Tak Mui 李德妹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-06-01 | 2010-10-01 |
| 2 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2012-01-12 | 2012-11-30 | Rep | Dealing in securities | 2012-01-12 | 2012-11-30 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-03-31 | 2011-12-29 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-07 | 2011-12-29 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-04-03 | |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-04-03 | |
| 7 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-12-28 | 2023-03-24 |
| 8 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-28 | 2023-03-24 |
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