Siu, Wing Sin 蕭詠善

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CAITONG INTERNATIONAL SECURITIES CO., LIMITED Rep Dealing in securities 2014-04-17 2014-04-18
2 CSC FUTURES (HK) LIMITED Rep Dealing in futures contracts 2014-05-05 2014-06-13
3 CSC SECURITIES (HK) LIMITED Rep Dealing in securities 2014-05-05 2014-06-13
4 Golden Hen Securities and Futures Limited Rep Dealing in futures contracts 2016-03-03 2016-04-05
Rep Dealing in securities 2016-03-03 2018-04-23
RO Dealing in futures contracts 2016-04-05 2018-04-23
5 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2014-06-25 2015-10-07
6 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2014-06-25 2015-10-07
Rep Advising on securities 2014-10-13 2015-10-07
7 Hong Kong Huijin Securities Limited RO Advising on securities 2018-05-23 2020-06-30
RO Asset management 2018-05-23 2020-06-30
RO Dealing in futures contracts 2018-05-23 2020-06-30
RO Dealing in securities 2018-05-23 2020-06-30
8 MG Wealth Management Limited RO Asset management 2016-10-20 2018-04-23
9 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2007-08-16 2013-07-04
Rep Advising on futures contracts 2008-08-14 2013-07-04
10 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2007-08-16 2013-07-04
Rep Advising on securities 2008-09-30 2013-07-04
11 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2020-11-23 2021-02-08
12 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2020-11-23 2021-02-08

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