Siu, Wing Sin 蕭詠善
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2008-08-14 | 2013-07-04 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-09-30 | 2013-07-04 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-10-13 | 2015-10-07 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-08-16 | 2013-07-04 |
| 5 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-05-05 | 2014-06-13 |
| 6 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-06-25 | 2015-10-07 |
| 7 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2016-03-03 | 2016-04-05 |
| 8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-11-23 | 2021-02-08 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-16 | 2013-07-04 |
| 10 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2014-04-17 | 2014-04-18 |
| 11 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-05-05 | 2014-06-13 |
| 12 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-06-25 | 2015-10-07 |
| 13 | Golden Hen Securities and Futures Limited | Rep | Dealing in securities | 2016-03-03 | 2018-04-23 |
| 14 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-11-23 | 2021-02-08 |
| 15 | Hong Kong Huijin Securities Limited | RO | Advising on securities | 2018-05-23 | 2020-06-30 |
| 16 | MG Wealth Management Limited | RO | Asset management | 2016-10-20 | 2018-04-23 |
| 17 | Hong Kong Huijin Securities Limited | RO | Asset management | 2018-05-23 | 2020-06-30 |
| 18 | Golden Hen Securities and Futures Limited | RO | Dealing in futures contracts | 2016-04-05 | 2018-04-23 |
| 19 | Hong Kong Huijin Securities Limited | RO | Dealing in futures contracts | 2018-05-23 | 2020-06-30 |
| 20 | Hong Kong Huijin Securities Limited | RO | Dealing in securities | 2018-05-23 | 2020-06-30 |
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