Fong, Man Sum 方文森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-04-12 | 2010-10-16 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-04-12 | 2010-10-16 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2016-09-09 | 2017-10-02 | Rep | Dealing in securities | 2016-09-09 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2018-09-04 | Rep | Dealing in securities | 2017-10-03 | 2018-09-04 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-09 | 2010-04-01 | Rep | Dealing in securities | 2011-09-09 | 2016-09-01 | Rep | Advising on securities | 2012-08-16 | 2016-09-01 |
| 5 | Quam Securities Limited | Rep | Dealing in securities | 2010-10-22 | 2011-09-01 |
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