Chan, Hung Kee (SFC:ABF065) 陳鴻基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-09-17 | 2012-10-09 | RO | Dealing in futures contracts | 2012-10-09 | 2020-09-30 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2012-09-17 | 2012-10-09 | Rep | Dealing in securities | 2012-09-17 | 2012-10-09 | RO | Advising on securities | 2012-10-09 | 2021-12-31 | RO | Dealing in securities | 2012-10-09 | 2021-12-31 | Rep | Advising on corporate finance | 2020-11-23 | 2021-12-31 |
| 3 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-08 | 2006-03-29 | RO | Dealing in futures contracts | 2006-03-29 | 2012-09-07 |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-07-08 | 2006-03-29 | RO | Advising on securities | 2006-03-29 | 2012-09-07 | RO | Dealing in securities | 2006-03-29 | 2012-09-07 | RO | Dealing in futures contracts | 2012-01-11 | 2012-09-07 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-29 | Rep | Advising on securities | 2003-07-29 | Rep | Dealing in securities | 2004-07-05 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-07-31 | 2004-07-05 |
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