Chan, Tsan Tuen 陳贊屯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-05-31 | 2019-04-24 | Rep | Dealing in securities | 2016-05-31 | 2019-04-24 | RO | Dealing in futures contracts | 2019-04-24 | 2019-07-23 | RO | Dealing in securities | 2019-04-24 | 2019-07-23 |
| 2 | FTFT International Securities and Futures Limited | RO | Dealing in futures contracts | 2023-02-20 | RO | Advising on securities | 2024-02-05 | RO | Dealing in securities | 2024-02-05 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-12-10 | 2016-01-07 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-12-10 | 2016-01-07 | Rep | Advising on securities | 2015-12-11 | 2016-01-07 |
| 5 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2020-05-15 | 2021-04-27 | Rep | Dealing in securities | 2020-05-15 | 2021-04-27 |
| 6 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2016-01-19 | 2016-05-19 |
| 7 | Sino-Rich Securities & Futures Limited | Rep | Asset management | 2014-10-20 | 2014-11-14 | Rep | Dealing in futures contracts | 2014-10-20 | 2014-11-14 | Rep | Dealing in securities | 2014-10-20 | 2014-11-14 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-12-03 | 2010-06-10 | Rep | Dealing in futures contracts | 2010-05-03 | 2010-06-10 | Rep | Asset management | 2010-06-10 | 2013-05-22 |
| 9 | Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2012-06-14 | 2013-09-20 |
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