Lee, Chai Sin 李濟善
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-04-20 | 2007-12-28 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-01-04 | 2008-10-29 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-08-05 | 2006-08-01 |
| 4 | Sinofortune Securities Limited | Rep | Dealing in securities | 2006-08-17 | 2007-03-27 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-09-25 | 2013-09-13 | Rep | Dealing in securities | 2009-09-25 | 2013-09-13 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-20 | 2017-04-06 | Rep | Dealing in securities | 2012-06-20 | 2017-04-06 |
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