Li, Shing Yum 李成蔭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-11-10 | 2009-09-01 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-27 | 2009-09-01 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2010-08-01 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-02-03 | 2010-08-01 |
| 5 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Dealing in securities | 2010-08-30 | 2011-05-14 |
| 6 | SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Automated trading services | 2004-01-19 | Rep | Dealing in futures contracts | 2004-01-19 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-05-20 | 2011-09-17 | Rep | Dealing in securities | 2011-05-20 | 2011-09-17 |
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