Li, Wai Sum 李煒森

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 RHB SECURITIES HONG KONG LIMITED Rep Advising on securities 2010-04-20 2010-11-05
Yuanta Asia Investment (Hong Kong) Limited Rep 2010-12-22 2013-08-01
Yuanta Securities (Hong Kong) Company Limited Rep 2012-06-21 2013-12-19
PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep 2014-01-20 2015-08-28
FULBRIGHT SECURITIES LIMITED Rep 2015-09-07 2017-07-01
Blackhorn Wealth Management Limited RO 2018-12-03 2019-03-29
Da Heng Qin (Hong Kong) Company Limited RO 2022-08-18 2023-11-10
CARLYON ASSET MANAGEMENT LIMITED Rep 2024-02-23 2024-02-28
CARLYON ASSET MANAGEMENT LIMITED RO 2024-02-28
2 FULBRIGHT ASSET MANAGEMENT LIMITED Rep Asset management 2015-12-28 2017-07-01
Blackhorn Wealth Management Limited RO 2018-12-03 2019-03-29
Fantasia Asset Management Limited RO 2019-10-24 2022-03-31
Da Heng Qin (Hong Kong) Company Limited RO 2022-08-18 2023-11-10
CARLYON ASSET MANAGEMENT LIMITED Rep 2024-02-23 2024-02-28
CARLYON ASSET MANAGEMENT LIMITED RO 2024-02-28
3 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2011-09-30 2013-08-01
Yuanta Securities (Hong Kong) Company Limited Rep 2012-06-21 2013-12-19
PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED Rep 2014-01-20 2015-08-28
FULBRIGHT FUTURES LIMITED Rep 2015-09-07 2017-07-01
4 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2010-04-20 2010-11-05
Yuanta Asia Investment (Hong Kong) Limited Rep 2010-12-22 2013-08-01
Yuanta Securities (Hong Kong) Company Limited Rep 2012-06-21 2013-12-19
PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep 2014-01-20 2015-08-28
FULBRIGHT SECURITIES LIMITED Rep 2015-09-07 2017-07-01
CARLYON SECURITIES LIMITED RO 2024-02-28
5 WANEXE SECURITIES (HK) LIMITED Rep Leveraged foreign exchange trading 2019-05-23 2019-07-03

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