Lo, Yi Pin 羅宜斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-13 | 2018-06-28 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-11-26 | 2007-11-14 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-09-11 | Rep | Advising on securities | 2018-10-31 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-03-24 | 2014-01-30 | Rep | Dealing in futures contracts | 2011-03-09 | 2014-01-30 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-22 | 2014-01-30 | Rep | Dealing in securities | 2012-06-22 | 2014-01-30 |
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