Lo, Yi Pin 羅宜斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-09-11 | |
2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-31 | |
3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-11-26 | 2007-11-14 |
4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-03-24 | 2014-01-30 |
5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-03-09 | 2014-01-30 |
6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-22 | 2014-01-30 |
7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-22 | 2014-01-30 |
8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-13 | 2018-06-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy