Poon, Ka Wing (SFC:ATS954) 潘家榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-02-12 | |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Advising on futures contracts | 2017-10-26 | Rep | Dealing in futures contracts | 2017-10-26 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2017-10-26 | Rep | Dealing in securities | 2017-10-26 |
| 4 | Quam Securities Limited | Rep | Dealing in futures contracts | 2009-09-16 | 2010-07-17 | Rep | Dealing in securities | 2009-09-16 | 2010-07-17 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-09-07 | 2015-12-04 | Rep | Dealing in securities | 2010-09-07 | 2015-12-04 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-26 | 2017-10-22 | Rep | Dealing in securities | 2012-06-26 | 2017-10-22 | Rep | Advising on securities | 2013-05-08 | 2017-10-22 |
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