Wong, Kenty 黃仲祺

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Changjiang Asset Management (HK) Limited Rep Asset management 2018-06-08 2019-11-30
2 Changjiang Futures (HK) Limited Rep Dealing in futures contracts 2018-02-21 2018-04-03
RO Dealing in futures contracts 2018-04-03 2019-11-30
3 Changjiang Securities Brokerage (HK) Limited Rep Dealing in securities 2018-02-21 2018-04-03
RO Dealing in securities 2018-04-03 2019-11-30
4 CHINA XIN YONGAN FUTURES COMPANY LIMITED Rep Dealing in futures contracts 2020-01-15 2020-04-15
5 DL Digital Family Office (HK) Limited Rep Asset management 2023-09-18
6 DL SECURITIES (HK) LIMITED Rep Dealing in securities 2020-06-08 2020-07-07
RO Dealing in securities 2020-07-07
RO Advising on securities 2020-11-13
7 MIB FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-07-02 2010-09-21
8 MIB SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2010-07-02 2010-09-21
9 PHILLIP COMMODITIES (H.K.) LIMITED Rep Automated trading services 2003-08-15
Rep Asset management 2003-12-09
Rep Advising on futures contracts 2005-03-29
Rep Dealing in futures contracts 2010-06-19
10 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2005-03-29
Rep Advising on securities 2005-03-29
Rep Asset management 2005-03-29
Rep Dealing in securities 2010-06-19
11 Quam Securities Limited Rep Dealing in futures contracts 2010-10-04 2011-07-22
Rep Dealing in securities 2010-10-04 2011-07-22
RO Dealing in futures contracts 2011-07-22 2015-08-08
RO Dealing in securities 2011-07-22 2015-08-08
Rep Asset management 2012-08-28 2015-08-08
12 XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Rep Asset management 2020-01-15 2020-04-15
13 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2020-01-15 2020-03-24
RO Dealing in securities 2020-03-24 2020-04-15
14 ZHONGTAI INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2015-08-21 2015-10-05
RO Dealing in futures contracts 2015-10-05 2018-01-31
15 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2015-08-21 2015-10-05
RO Dealing in securities 2015-10-05 2018-01-31

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