Wong, Kenty 黃仲祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Changjiang Asset Management (HK) Limited | Rep | Asset management | 2018-06-08 | 2019-11-30 |
2 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2018-02-21 | 2018-04-03 | RO | Dealing in futures contracts | 2018-04-03 | 2019-11-30 |
3 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2018-02-21 | 2018-04-03 | RO | Dealing in securities | 2018-04-03 | 2019-11-30 |
4 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-01-15 | 2020-04-15 |
5 | DL Digital Family Office (HK) Limited | Rep | Asset management | 2023-09-18 | |
6 | DL SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2020-06-08 | 2020-07-07 | RO | Dealing in securities | 2020-07-07 | RO | Advising on securities | 2020-11-13 |
7 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-02 | 2010-09-21 |
8 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-02 | 2010-09-21 |
9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2005-03-29 | Rep | Dealing in futures contracts | 2010-06-19 |
10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-29 | Rep | Advising on securities | 2005-03-29 | Rep | Asset management | 2005-03-29 | Rep | Dealing in securities | 2010-06-19 |
11 | Quam Securities Limited | Rep | Dealing in futures contracts | 2010-10-04 | 2011-07-22 | Rep | Dealing in securities | 2010-10-04 | 2011-07-22 | RO | Dealing in futures contracts | 2011-07-22 | 2015-08-08 | RO | Dealing in securities | 2011-07-22 | 2015-08-08 | Rep | Asset management | 2012-08-28 | 2015-08-08 |
12 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2020-01-15 | 2020-04-15 |
13 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-01-15 | 2020-03-24 | RO | Dealing in securities | 2020-03-24 | 2020-04-15 |
14 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-21 | 2015-10-05 | RO | Dealing in futures contracts | 2015-10-05 | 2018-01-31 |
15 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-21 | 2015-10-05 | RO | Dealing in securities | 2015-10-05 | 2018-01-31 |
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