Cheng, Kwok Wai (SFC:AUX349) 鄭國偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Quam Securities Limited | Rep | Dealing in futures contracts | 2010-12-15 | 2018-02-09 | Rep | Dealing in securities | 2010-12-15 | 2018-02-09 | Rep | Dealing in futures contracts | 2023-02-21 | Rep | Dealing in securities | 2023-02-21 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-03-24 | 2010-07-28 | Rep | Dealing in futures contracts | 2010-05-10 | 2010-07-28 |
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