Kwan, Kwong Tung 關廣同
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Quam Securities Limited | Rep | Advising on corporate finance | 2004-10-15 | Rep | Asset management | 2004-10-15 | Rep | Advising on securities | 2004-12-10 | Rep | Dealing in securities | 2019-05-14 | Rep | Dealing in securities | 2019-08-16 | 2021-12-10 |
| 2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-05-22 | 2019-07-24 |
| 3 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2022-01-28 | 2023-01-31 |
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