Li, Hon Leung 李漢良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BG Asset Management Limited | RO | Asset management | 2018-01-10 | 2018-02-28 |
| 2 | BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED | RO | Advising on securities | 2015-10-30 | 2016-02-20 | RO | Dealing in securities | 2015-10-30 | 2016-02-20 | Rep | Asset management | 2015-11-17 | 2016-02-20 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-03-25 | 2010-07-14 | Rep | Dealing in futures contracts | 2011-01-13 | 2011-02-22 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-03-25 | 2010-07-14 | Rep | Dealing in securities | 2011-01-13 | 2011-02-22 |
| 5 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-04-17 | 2012-11-30 |
| 6 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-04-17 | 2012-11-30 |
| 7 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-08-12 | 2009-08-27 |
| 8 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2008-08-12 | 2009-08-27 |
| 9 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2019-08-07 | RO | Dealing in futures contracts | 2019-08-07 |
| 10 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-07-24 | 2003-10-17 |
| 11 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | RO | Dealing in futures contracts | 2016-04-18 | 2017-07-23 | RO | Dealing in securities | 2016-05-10 | 2017-07-23 |
| 12 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2012-04-17 | 2012-11-30 |
| 13 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-04-17 | 2012-11-30 |
| 14 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-05-26 | 2008-07-30 |
| 15 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-01-24 | 2008-07-30 | Rep | Leveraged foreign exchange trading | 2005-01-24 | 2008-07-30 |
| 16 | HGNH International Asset Management Co., Limited | Rep | Asset management | 2014-07-25 | 2015-05-29 |
| 17 | HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2014-07-25 | 2015-05-29 |
| 18 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2014-05-16 | 2015-05-29 |
| 19 | HGNH International Securities Co., Limited | RO | Dealing in securities | 2014-01-08 | 2015-05-29 |
| 20 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-23 | 2010-12-06 |
| 21 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-23 | 2010-12-06 |
| 22 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-09 | 2010-03-13 | Rep | Advising on futures contracts | 2009-11-30 | 2010-03-13 |
| 23 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-09 | 2010-03-13 | Rep | Advising on securities | 2009-11-30 | 2010-03-13 |
| 24 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-03-03 | 2011-10-15 | Rep | Dealing in securities | 2011-03-03 | 2011-10-15 |
| 25 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2011-11-02 | 2011-12-29 | RO | Dealing in securities | 2011-12-29 | 2012-03-23 |
| 26 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2018-11-09 | RO | Asset management | 2018-11-09 |
| 27 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2018-10-12 |
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