Poon, Kent Kwan Ching 潘君政
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA SKY SECURITIES LIMITED | Rep | Dealing in securities | 2018-01-12 | |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | 2004-07-19 | Rep | Advising on securities | 2004-07-19 | Rep | Asset management | 2004-07-19 | Rep | Automated trading services | 2004-07-19 | Rep | Dealing in securities | 2007-12-31 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-11 | 2010-12-18 | Rep | Dealing in securities | 2011-09-22 | 2012-07-01 | Rep | Dealing in securities | 2013-11-19 | 2015-01-01 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2010-12-21 | 2011-09-13 |
| 5 | Success Securities Limited | Rep | Dealing in securities | 2012-07-18 | 2013-11-08 |
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