Tsoi, Kenneth Sze Ming 蔡思明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Midas Securities Limited | RO | Advising on securities | 2018-08-20 | 2020-03-19 | RO | Asset management | 2018-08-20 | 2020-03-19 | RO | Dealing in futures contracts | 2018-08-20 | 2020-03-19 | RO | Dealing in securities | 2018-08-20 | 2020-03-19 |
| 2 | Peakhouse Asset Management Limited | RO | Advising on securities | 2023-02-02 | 2023-09-15 | RO | Asset management | 2023-02-02 | 2023-09-15 |
| 3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2005-01-19 | 2018-02-09 | Rep | Dealing in securities | 2005-01-19 | 2018-02-09 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-07-22 | Rep | Asset management | 2004-07-22 | Rep | Dealing in futures contracts | 2004-12-20 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2004-07-22 | Rep | Advising on securities | 2004-07-22 | Rep | Asset management | 2004-07-22 | Rep | Dealing in securities | 2004-12-20 |
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