Wah, Johnny Wang Ming 華宏銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-08-26 | 2014-10-16 | Rep | Dealing in securities | 2014-08-26 | 2014-10-16 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-07-17 | 2014-08-08 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-07-17 | 2014-08-08 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-07-17 | 2014-08-08 |
| 5 | Forwin Futures Group Limited | RO | Dealing in futures contracts | 2016-06-22 | 2019-06-10 |
| 6 | Forwin Securities Group Limited | Rep | Dealing in securities | 2016-03-18 | 2016-09-14 | RO | Dealing in securities | 2016-09-14 | 2019-06-10 |
| 7 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2011-03-24 | |
| 8 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in futures contracts | 2011-03-24 |
| 9 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in futures contracts | 2011-03-24 |
| 10 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-09-10 | Rep | Advising on securities | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in securities | 2011-03-24 |
| 11 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-07-14 | 2013-06-29 | Rep | Dealing in securities | 2011-07-14 | 2013-06-29 |
| 12 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-10-27 | 2022-04-14 | RO | Dealing in futures contracts | 2022-04-14 |
| 13 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2021-10-27 | 2022-04-14 | RO | Dealing in securities | 2022-04-14 |
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