Ng, Ngai Wai 吳毅慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Dealing in securities | 2005-03-16 | 2006-06-14 | Rep | Advising on futures contracts | 2005-09-30 | 2006-06-14 | Rep | Dealing in futures contracts | 2005-09-30 | 2006-06-14 |
| 2 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-03-16 | 2005-10-04 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2006-06-27 | 2023-05-31 | Rep | Dealing in futures contracts | 2006-06-27 | 2023-05-31 | Rep | Dealing in securities | 2006-06-27 | 2023-05-31 | Rep | Advising on securities | 2006-07-10 | 2023-05-31 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2023-06-12 | Rep | Dealing in securities | 2023-06-12 |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-06-12 |
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