Wu, Jung-hsin 吳榮欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Dealing in futures contracts | 2005-11-01 | 2006-06-17 | Rep | Dealing in securities | 2005-11-01 | 2006-06-17 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-07-17 | 2016-08-02 | Rep | Dealing in securities | 2006-07-17 | 2016-08-02 | Rep | Advising on futures contracts | 2006-07-28 | 2016-08-02 | Rep | Advising on securities | 2006-07-28 | 2016-08-02 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2016-09-06 | Rep | Dealing in securities | 2016-09-06 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-06 |
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