Chau, Mei Yu 周美如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-21 | 2007-09-22 |
| 2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-03 | 2007-09-22 |
| 3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2020-02-24 | 2020-05-11 | Rep | Dealing in securities | 2020-02-24 | 2020-05-11 | RO | Dealing in futures contracts | 2020-05-11 | 2022-03-08 | RO | Dealing in securities | 2020-05-11 | 2022-03-08 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-09-21 | Rep | Asset management | 2003-09-21 | Rep | Dealing in futures contracts | 2003-09-21 | Rep | Dealing in futures contracts | 2007-10-02 | 2008-08-18 | RO | Dealing in futures contracts | 2008-08-18 | 2020-01-27 |
| 5 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | Advising on futures contracts | 2017-02-22 | 2020-01-27 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2003-09-21 | Rep | Advising on securities | 2003-09-21 | Rep | Asset management | 2003-09-21 | Rep | Dealing in securities | 2003-09-21 | Rep | Dealing in securities | 2007-10-02 | 2008-08-18 | RO | Dealing in securities | 2008-08-18 | 2020-01-27 |
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