Chan, Ellis Suet Ming 陳雪明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DRAKE & MORGAN LIMITED (HK) | Rep | Advising on corporate finance | 2003-05-31 | Rep | Advising on securities | 2003-05-31 | Rep | Asset management | 2003-05-31 | Rep | Dealing in securities | 2003-05-31 |
| 2 | Quam Securities Limited | Rep | Dealing in securities | 2006-11-27 | 2009-07-22 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-15 | 2018-04-26 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-10-04 | 2006-11-23 | Rep | Dealing in securities | 2009-07-31 | 2018-04-26 |
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