Mok, Chung Hin 莫從顯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Quam Securities Limited | Rep | Dealing in futures contracts | 2019-12-16 | 2023-02-22 | Rep | Dealing in securities | 2019-12-16 | 2023-02-22 |
| 2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-11-19 | 2019-11-27 |
| 3 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2009-06-15 | 2013-07-05 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-12-12 | 2019-11-27 |
| 5 | SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | Dealing in securities | 2007-12-12 | 2014-04-28 |
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