Chow, Hau Fan 周厚勛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-07-13 | 2016-05-17 | Rep | Dealing in securities | 2015-07-13 | 2016-05-17 |
2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2016-06-03 | 2017-11-08 | Rep | Dealing in securities | 2016-06-03 | 2017-11-08 | Rep | Advising on securities | 2017-03-07 | 2017-11-08 |
3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-10-27 | 2022-11-11 |
4 | Quam Securities Limited | Rep | Advising on securities | 2017-11-28 | 2020-10-06 | Rep | Dealing in futures contracts | 2017-11-28 | 2020-10-06 | Rep | Dealing in securities | 2017-11-28 | 2020-10-06 |
5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-10-12 | 2015-07-06 |
6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-09-05 | 2012-08-17 | Rep | Dealing in securities | 2012-10-03 | 2015-07-06 |
7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2022-12-14 |
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