Chow, Hau Fan 周厚勛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-07-13 | 2016-05-17 | Rep | Dealing in securities | 2015-07-13 | 2016-05-17 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2016-06-03 | 2017-11-08 | Rep | Dealing in securities | 2016-06-03 | 2017-11-08 | Rep | Advising on securities | 2017-03-07 | 2017-11-08 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-10-27 | 2022-11-11 |
| 4 | Quam Securities Limited | Rep | Advising on securities | 2017-11-28 | 2020-10-06 | Rep | Dealing in futures contracts | 2017-11-28 | 2020-10-06 | Rep | Dealing in securities | 2017-11-28 | 2020-10-06 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-10-12 | 2015-07-06 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-09-05 | 2012-08-17 | Rep | Dealing in securities | 2012-10-03 | 2015-07-06 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2022-12-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy