Tam, Yat Kan 譚逸勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-03-23 | 2011-03-25 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-23 | 2011-03-25 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2012-04-19 | 2012-05-04 | Rep | Dealing in securities | 2012-04-19 | 2012-05-04 |
| 4 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2013-03-22 | 2014-03-28 |
| 5 | Mason Securities Limited | Rep | Dealing in securities | 2013-03-22 | 2014-03-28 |
| 6 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-11-12 | 2011-03-21 | Rep | Dealing in futures contracts | 2011-04-12 | 2012-03-31 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-11-12 | 2011-03-21 | Rep | Dealing in securities | 2011-04-12 | 2012-03-31 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-07-10 | 2012-12-18 |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-10 | 2012-12-18 |
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