Chan, Soo Sum 陳素心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-05-22 | 2007-07-05 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-22 | 2007-07-05 |
| 3 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-01-13 | 2013-09-27 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-02-21 | |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-10 | |
| 6 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2007-07-25 | 2010-11-27 |
| 7 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-07-25 | 2010-11-27 |
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