Mok, Wai Fan 莫惠芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2021-05-24 | |
| 2 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2021-01-12 | Rep | Asset management | 2021-01-12 | Rep | Dealing in securities | 2021-01-12 |
| 3 | Sino-Rich Securities & Futures Limited | Rep | Advising on securities | 2018-05-10 | 2020-12-23 | Rep | Asset management | 2018-05-10 | 2020-12-23 | Rep | Dealing in securities | 2018-05-10 | 2020-12-23 |
| 4 | Success Securities Limited | Rep | Dealing in securities | 2010-06-22 | 2015-03-25 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-04-08 | 2015-08-26 |
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