Fu, Ming (SFC:ATI402) 傅鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2014-07-03 | 2016-01-21 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-10-16 | 2014-03-07 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-07-10 | 2014-03-07 |
| 4 | Finet Securities Limited | RO | Dealing in futures contracts | 2017-11-02 | 2019-01-01 | RO | Dealing in securities | 2017-11-02 | 2019-01-01 |
| 5 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2016-12-08 | 2017-08-18 | Rep | Dealing in securities | 2016-12-08 | 2017-08-18 | Rep | Asset management | 2017-01-04 | 2017-08-18 |
| 6 | Grit Capital Limited | RO | Advising on securities | 2023-07-28 | RO | Asset management | 2023-07-28 |
| 7 | Grit Securities Limited | RO | Dealing in securities | 2023-07-28 | |
| 8 | Regan International Asset Management Limited | RO | Advising on securities | 2022-11-14 | 2023-05-23 | RO | Asset management | 2022-11-14 | 2023-05-23 |
| 9 | Regan International Securities Limited | Rep | Dealing in securities | 2019-01-11 | 2019-01-21 | RO | Dealing in securities | 2019-01-21 | 2023-03-10 |
| 10 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-19 | 2016-11-25 |
| 11 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-04-19 | 2016-11-25 |
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