Lee, Chun Ho (SFC:ADZ904) 李鎮豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2011-11-29 | 2012-05-24 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2012-05-24 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2012-05-24 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2012-05-24 |
| 5 | LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-01-06 | 2018-03-21 | RO | Asset management | 2018-03-21 | 2020-06-05 |
| 6 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-06-06 | 2012-08-17 | RO | Dealing in futures contracts | 2012-08-17 | RO | Advising on futures contracts | 2015-02-26 |
| 7 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-06-06 | Rep | Asset management | 2014-04-15 | 2020-07-09 | RO | Asset management | 2020-07-09 |
| 8 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-05-20 | 2010-04-12 |
| 9 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-01-30 | 2010-04-12 |
| 10 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-01-30 | 2010-04-12 |
| 11 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-01-28 | Rep | Advising on securities | 2004-01-28 | Rep | Dealing in securities | 2004-01-29 |
| 12 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-29 |
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