Chow, Chi Kai 周志楷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-20 | 2008-04-14 |
| 2 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2014-10-07 | 2021-11-16 |
| 3 | CORPORATE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-10-07 | 2021-11-16 |
| 4 | NEW REGION SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-08-28 | 2007-06-06 |
| 5 | SEAGA INTERNATIONAL LIMITED | Rep | Dealing in securities | 2022-02-09 | |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2010-04-14 | 2014-09-26 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2010-04-14 | 2014-09-26 | Rep | Leveraged foreign exchange trading | 2013-06-03 | 2014-09-26 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-06 | 2010-04-08 |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-30 | 2010-04-08 |
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