Tao, Wing Cheong 杜永昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-05-24 | 2011-04-26 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-03-01 | 2011-04-26 |
| 3 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2011-06-30 | 2012-03-16 | Rep | Dealing in securities | 2011-06-30 | 2012-03-16 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-05-09 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2023-11-26 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-05-09 | 2023-11-26 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-03-22 | 2012-10-16 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-22 | 2012-10-16 |
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