Lee, Long Chin 李隆進
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2006-09-29 | RO | Asset management | 2006-09-29 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | RO | Automated trading services | 2003-08-15 | RO | Asset management | 2003-10-30 | RO | Advising on futures contracts | 2006-09-29 | RO | Dealing in futures contracts | 2006-09-29 | RO | Leveraged foreign exchange trading | 2005-12-02 | 2006-09-29 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2003-10-30 | RO | Asset management | 2003-10-30 | RO | Advising on securities | 2006-09-29 | RO | Dealing in securities | 2006-09-29 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2006-10-23 | 2006-12-29 | Rep | Dealing in securities | 2006-10-23 | 2006-12-29 | Rep | Advising on corporate finance | 2006-12-29 | 2008-04-22 | RO | Advising on securities | 2006-12-29 | 2021-09-30 | RO | Dealing in securities | 2006-12-29 | 2021-09-30 | RO | Advising on corporate finance | 2008-04-22 | 2021-09-30 |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-23 | 2006-12-29 | RO | Dealing in futures contracts | 2006-12-29 | 2021-09-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy