Lim, Seng Bee 林紳美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UOB KAY HIAN (HONG KONG) LIMITED | RO | Advising on corporate finance | RO | Advising on securities | RO | Dealing in securities |
| 2 | UOB KAY HIAN ASIA LIMITED | RO | Advising on corporate finance | 2005-01-12 | RO | Asset management | 2005-01-12 | RO | Advising on securities | 2005-10-18 | RO | Dealing in securities | 2005-10-18 |
| 3 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts |
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