Chan, Chi Kwong (SFC:AAB855) 陳志光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Innovest Securities Investment Limited | Rep | Dealing in securities | 2019-09-11 | 2019-09-25 | RO | Dealing in securities | 2019-09-25 | 2021-08-22 |
2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-08-02 | Rep | Advising on securities | 2003-08-02 | Rep | Dealing in securities | 2019-08-30 |
3 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-05-15 | 2019-08-30 |
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