Kwan, Hilda Wai Ling 關慧玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-06-11 | |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-11 | |
| 3 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-07-24 | Rep | Advising on securities | 2003-07-24 | Rep | Asset management | 2003-07-24 | Rep | Dealing in securities | 2011-05-21 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-07-30 | 2011-05-21 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-27 | 2013-05-31 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-27 | 2013-05-31 |
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