Lam, Ka Wo 林家和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-05-25 | 2004-07-30 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-05-25 | 2004-07-30 |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2004-05-07 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-23 | 2013-03-28 |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-08-23 | 2013-03-28 |
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