Lau, Kenny Ka Ming 劉家明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Dealing in futures contracts | 2004-12-11 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | Rep | Advising on securities | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Dealing in securities | 2004-12-11 |
3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-13 | 2017-10-06 |
4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2017-10-06 |
5 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-12-06 | 2019-03-10 |
6 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-06 | 2019-03-10 |
7 | YF FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-03-13 | |
8 | YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-03-13 |
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