Lau, Siu Cheong (SFC:AUI274) 劉兆昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-12-16 | 2011-03-24 | Rep | Advising on futures contracts | 2010-07-29 | 2011-03-24 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-16 | 2011-03-24 | Rep | Advising on securities | 2010-03-22 | 2011-03-24 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-03-31 | 2012-03-30 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-31 | 2012-03-30 |
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