Lee, Tak Hing 李德興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FAIR EAGLE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-10-03 | 2007-08-16 |
| 2 | FT Securities Limited | Rep | Advising on corporate finance | 2004-05-14 | Rep | Advising on securities | 2004-05-14 | Rep | Asset management | 2004-05-14 | Rep | Dealing in securities | 2005-01-04 |
| 3 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-05-14 | Rep | Asset management | 2004-05-14 | Rep | Dealing in futures contracts | 2005-01-04 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-11 | 2015-05-26 |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-01-09 | 2015-05-26 |
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