Luk, Anita Wai Jong 陸懷莊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2003-08-22 | Rep | Asset management | 2003-08-22 | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in futures contracts | 2003-08-25 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2003-08-22 | Rep | Advising on securities | 2003-08-22 | Rep | Asset management | 2003-08-22 | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in securities | 2003-08-25 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-08-25 | 2009-07-28 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-08-25 | 2009-07-28 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-05 | |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-05 |
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