Ma, David (SFC:AWP273)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DTC Investment Management (HK) Limited | Rep | Asset management | 2014-01-13 | 2016-03-01 | Rep | Dealing in securities | 2014-01-13 | 2016-03-01 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-01-06 | 2013-12-20 |
| 3 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-30 | 2013-12-20 |
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