Wong, Anthony Kai Tai 王啟泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Anuenue Securities Limited | RO | Asset management | 2003-09-17 | RO | Advising on corporate finance | 2004-10-25 | RO | Advising on securities | 2004-10-25 | RO | Dealing in securities | 2007-07-20 |
2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-30 | |
3 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-03-13 |
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